Securities Regulation in a Nutshell - (authoNutshell Series (Paperback)Thomas Hazen (author)
Paperback 277 Pages / Published: 30/10/2016
- Not available
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.
Publisher: West Academic
Number of pages: 277
Dimensions: 187 x 124 mm
Edition: 11th Revised edition
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