Research Handbook on Securities Regulation in the United States - Research Handbooks in Financial Law Series (Hardback)

by Jerry W. Markham, Rigers Gjyshi

Format: Hardback 544 pages

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This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statues, and the regulators and market participants involved. In addition to a general summary of the topic, this volume provides detailed explanations of the process for registering securities, exemptions from registration, secondary distributions, and the underwriting process. Scholars and students of financial law, banking and regulatory law will find this book a useful resource, as will attorneys, compliance professionals, risk-mitigation professionals and corporate leaders.

Book details

Published
25/07/2014

Publisher
Edward Elgar Publishing Ltd

ISBN
9781782540069


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